Advisory and document support for AML/CFT requirements applicable to licensed businesses, including reviews and recommendations on risk assessments, customer due diligence, regulatory requirements and policy documents. We help clients understand the requirements relevant to their licence and business, identify areas to improve and coordinate specialist support where needed.
Confirm the licensing background, advisory support required and AML/CFT matters to address.
Explain the advisory work, information required, deliverables and fees.
Review policies, documents and regulatory requirements within the agreed scope, and prepare recommendations.
Provide follow-up advice on the agreed matters and coordinate specialist support or regulatory procedures as needed.
This is advisory review and remediation support, not an independent audit, assurance engagement or legal opinion. Agree qualifications, independence and scope separately where an independent review is required.
A company applying for or renewing a licence, changing its business model, responding to regulatory enquiries or reviewing its existing AML/CFT policies and documents can begin with a consultation. The service scope is then agreed according to its needs.
Yes. Support can be tailored to individual needs, such as reviewing policy documents, advising on CDD/KYC procedures, preparing documents for regulatory enquiries, arranging training or providing other compliance advice. A full service package is not required.
Official references
Share your service needs, business model and target timeline. We will clarify the scope and fees before an engagement.
General information only; not a substitute for case-specific legal, tax or regulatory advice.
Advisory and coordination support for Hong Kong MSO licence applications and the acquisition or sale of licensed companies. Support covers application documents, business plans, AML/CFT policies, personnel and premises requirements, with coordination of licensing procedures, transactions and specialist services as needed.
Advisory and coordination support for money lender licence renewals, licence conditions, regulatory enquiries, information updates and other compliance matters. We help organise documents, clarify regulatory requirements and follow up on procedures according to the circumstances. Legal, accounting or other professionals can also be coordinated where needed.