Organise basic company information, ownership details and proposed directors. Formal document requirements are confirmed for the case.
Describe loan products, target customers, service channels and the expected scale.
Outline the proposed premises, actual operations, personnel and systems.
Set out proposed loan approval and compliance personnel, their authority and review procedures.
Outline existing or proposed risk assessment, customer due diligence, monitoring, record-keeping and training procedures.
Check the Companies Registry's latest forms and guidance, then arrange submission, additional information and related procedures for the circumstances.
This checklist prepares for an advisory discussion; it is not the official application document checklist. Ticks apply only to this page session and are neither saved nor submitted.
Start with your business needs.
Tell us the service, operating model and expected timing. After understanding your circumstances, an adviser will confirm the scope, information needed and fees.
General information and preparation pointers, rather than advice on the legal, tax or regulatory issues in your case.